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Chat withState: New York
Acquired: 1985
No misconduct found
State: California
Acquired: 1990
No misconduct found
State: District of Columbia
Acquired: 1989
No misconduct found
1 World Financial Ctr 15th Fl, New York, NY, 10281
1 World Financial Center, New York, NY, 10281
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2007 - Present
Chief Risk Officer / Senior Regulatory Counsel, Advisor Group
2004 - 2007
Chief Compliance Officer - PAS, Guardian Life Insurance Company
1997 - 2004
General Counsel - AXA Advisors, LLC, AXA Financial
1992 - 1996
Branch Chief - Enforcement, United States Securities And Exchange Commission
1984 - 1991
Associate Attorney, Shearman & Sterling
1984
law
1980
undergraduate
English