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Manuel G R Rivera

Securities offerings Attorney at New York, NY

Not yet reviewed
  • State Years
    New York - NY 26 years
    Dist. of Columbia - DC 26 years
  • Licensed for 26 years
    State NY
    Acquired 1997
    Currently Registered No misconduct found
  • Licensed for 26 years
    State DC
    Acquired 1997
    Inactive in Good Standing No misconduct found

We have not found any instances of professional misconduct for this lawyer.

About Manuel

Learn Manuel’s areas of practice.

Practice areas
  1. Mergers and acquisitions
    Mergers, acquisitions and divestitures involving public and private companies, and joint ventures and strategic alliances. Principal industry sectors: Technology, retail and energy/mining.

    28 years

  2. Securities offerings
    Initial public offerings, registered direct offerings, at-the-market equity offering programs, PIPEs, equity lines, Rule 144A offerings, Regulation S offerings, other public offerings and private placements. Principal industry sectors: Technology, retail and energy/mining.

    28 years

  3. Corporate and incorporation
    Public company corporate governance advice. Organization, restructuring and dissolution of corporations, limited liability companies and partnerships.

    28 years

I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers.

I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider reporting obligations under the Exchange Act.

In addition, I counsel public companies regarding New York Stock Exchange and Nasdaq Stock Market listing and corporate governance standards and Institutional Shareholder Services (ISS) and institutional investor proxy voting policies. My experience in this area includes director training and advice concerning Rule 10b5-1 plans, board committee charters, codes of ethics, insider trading policies and other corporate governance policies.

My substantial experience in corporate finance has included advising U.S. and . issuers in public offerings and private placements of equity, debt and convertible securities. I have represented issuers in IPOs, PIPEs, registered directs, at-the-market equity offering programs, standby equity distribution agreements, Rule 144A offerings, private placements under Regulation D, international offerings under Regulation S, tender offers, exchange offers, rights offerings and other securities offerings.

I also represent public and private companies in evaluating, negotiating and closing complex domestic and cross-border mergers, acquisitions and dispositions and in establishing or restructuring joint ventures


Norton Rose Fulbright
666 5th Avenue Floor, 33rd Floor
New York, NY, 10103

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AVVO RATING 8.1 (Excellent)

Work Experience

  • Senior Counsel
  • Fulbright & Jaworski L.L.P. Attorneys at Law
  • 2000 - Present
  • Associate
  • Hughes Hubbard & Reed LLP
  • 1997 - 2000
  • Associate
  • Winthrop Stimson Putnam & Roberts
  • 1996 - 1997


  • Harvard University Law School
  • JD - Juris Doctor
  • 1996
  • City University of New York, Baruch College
  • M.B.A.
  • 1993
  • Yale University
  • BA - Bachelor of Arts
  • 1989


  • New York State Bar Association
  • Securities Regulation Committee
  • 2010 - Present
  • Association for Corporate Growth (ACG New York)
  • Member
  • 2010 - Present
  • Society of Corporate Secretaries and Governance Professionals
  • Member; Small & Mid-Cap Companies Committee
  • 2009 - Present
  • American Bar Association
  • Mergers & Acquisitions Committee
  • 2008 - Present
View all associations

Languages Spoken

  • Spanish

Honors and Awards

  • Fellow
  • American Bar Foundation
  • 2011


  • Inside the Minds: SEC Compliance Best Practices, 2013 ed., Aspatore Books/Thomson Reuters
  • Staying Ahead of the Curve in Complying with Current and Anticipated Securities Regulations
  • 2013
  • Best of the Buzz
  • Board Protection: Individual Liability Insurance for Independent Directors
  • 2004
View all publications

Speaking Engagements

  • M&A in 2012: Understanding the Tender Offer (webinar)
  • Tender Offers
  • 2012

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New York Securities offerings Lawyer Manuel G R Rivera
Manuel G R Rivera
Securities offerings Attorney
New York, NY
Licensed for 26 years