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About William
Practice Areas
1
Practice Area
Employee Benefits
100%
39 years
Fees and Rates
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Chat withLicenses
Licensed in New York for 37 years
State: New York
Acquired: 1988
No misconduct found
Licensed in District of Columbia for 36 years
State: District of Columbia
Acquired: 1990
No misconduct found
Location
Morgan Stanley
1221 Avenue of the Americas, New York, NY, 10020
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Experience
Work Experience
2005 - Present
Executive Director -- Legal and Compliance Division (ERISA Law), Morgan Stanley
1995 - 2005
Vice President and Corporate Counsel, Prudential Financial
Associations
2010 - Present
Securities Industry AssociationCo-Chair, SIFMA Retirement & Savings Committee
2005 - Present
Securities Industry AssociationMember, SIFMA Retirement & Savings Committee
2003 - 2008
Association of the Bar of the City of New YorkMember, Committee on Employee Benefits
Education
1995
New York University School of Law
LL.M - Master of Laws
1987
Stanford Law School
JD - Juris Doctor
1984
Princeton University
AB
Speaking Engagements
2009
SIFMA Savings and Retirement Conference
The Future of Investment Advice (co-panelest)
2009
MMI Legal and Regulatory Affairs Roundtable
"ERISA Update" (Co-Presenter)
2008
Testified on Behalf of the Securities Industry and Financial Markets Association (SIFMA) before the DOL
Hearing before the Department of Labor (DOL) on the Proposed Investment Advice Regulations and Class Exemption
2008
Pension Plan Investments (May 2008)
DOL Enforcement Issues and Voluntary Fiduciary Correction Program (co-presenter)
2008
Money Management Institute Retirement Seminar
Broker Dealer and Investment Management Prohibited Transaction Issues
2008
Hot Topics In Employee Benefits 2008
Impact of LaRue v. DeWolff on Defined Contribution Plans
2008
Hearing on Proposed Amendments to Regulations Under ERISA section 408(b)(2)
Testified on Behalf of the Securities Industry and Financial Markets Association (SIFMA) before the DOL
2008
ABA Annual Meeting
401(k) Fees (co-presenter)
2006
Pension Plan Investments (May 2006)
Inadvertent Fiduciaries (co-presenter)
Publications
2011
BNA Pension & Benefits Daily
The Results Are In: Comment Letters Identify Serious Concerns with DOL Proposed Fiduciary Rule (co-author)
Languages
Spanish