Justin Paul Caulfield

I currently serve as the Chief Legal Officer and Chief Operating Officer at Third Bridge, a global provider of investment research. I am responsible for empowering extremely talented and dedicated staff while managing Operations, Human Resources, Compliance, Legal, Audit, Risk, Property and Change Management throughout our offices worldwide.

Over the past 20 years, I've excelled as a results-driven Legal, Governance, Risk and Compliance executive scaling, transforming and protecting international financial services firms and, more recently, technology-driven service providers. I'm known for my CEO and board partnerships, empowering Legal, Compliance, Risk Management and Audit teams, building and supporting "bet-the-firm" growth initiatives and resolving multiple-million dollar legal and regulatory matters. I excel building diverse, high-performing teams, establishing effective operating models and implementing innovative technologies while managing risk and protecting intellectual property.

I have my Series 7, 24, 63 and 66 securities licenses, am certified in Information Systems Security (CISSP) and Anti-Money Laundering (CAMS) and have a strong working knowledge of the regulatory regimes in Israel, Latin America, China and India. Lastly, I am a fintech patent holder, former Manhattan prosecutor and current Adjunct Professor at Fordham Law School where I teach a popular course on Financial Crimes Compliance Risk Management.

ently throughout Latin America and to Israel to stay abreast of regulatory developments and monitor bank performance.