Firstman v. Credit Suisse
Jan 01, 2019OUTCOME: $3 million award
Former Relationship Managers (what CS calls their brokers) brought a FINRA arbitration claim for failing to pay them earned deferred compensation and bonuses.
Ross Bryan Intelisano's Legal Cases (5)
New York, NY
Securities and investment fraud Lawyer at New York, NY
Practice Areas: Securities & Investment Fraud, Employment & Labor
Smyth v. Cantor Fitzgerald
Jan 01, 2019OUTCOME: $1 million award
In 2019, Ross won a $1 million FINRA arbitration award against Cantor Fitzgerald on behalf of Jim Smyth, a former senior employee for unpaid bonuses and partnership units. The award included interest, ... attorneys’ fees and costs
Montfort v. CL King
Jan 01, 2016OUTCOME: $16 million total award
In 2016, Ross and his team won $10 million in damages for an upstate New York family and defeated a $6 million counterclaim related to a customer debit in a FINRA arbitration award against a clearing f ... irm for its actions related to an RIA. The Montfort v. CL King award after 44 days of arbitration hearings was confirmed in court and paid.
Bayou v. Goldman Sachs
Jan 01, 2010OUTCOME: $21 million award
Ross and his team have won some of the largest securities arbitration awards ever recorded, including the largest arbitration award ever rendered against Goldman Sachs. It was a $21 million FINRA arbi ... tration award on behalf of the Creditors’ Committee of the Bayou Hedge Fund run by convicted fraudster Sam Israel. The 18-day hearing generated a 100% recovery of the compensatory damages requested. The award was confirmed by Judge Rakoff of the SDNY and upheld on appeal by the Second Circuit.
Engel, et al. v. Refco
Jan 01, 2001OUTCOME: $43 million award
Ross and his partner John Rich were also co-trial counsel in the Engel, et al. v. Refco commodities Ponzi scheme case at the National Futures Association (NFA). The 100-day group arbitration on behalf ... of 13 individuals and family run businesses generated a $43 million award in 2001, which at the time was the largest collected arbitration award ever rendered on behalf of public customers against a brokerage firm.
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