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Chat withState: California
Acquired: 2010
No misconduct found
State: New York
Acquired: 1995
No misconduct found
State: Massachusetts
Acquired: 1995
No misconduct found
17 STATE ST, 34TH FL, New York, NY, 10004-1594
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2016 - Present
Defense Research Institute, Government Enforcement & Corporate ComplianceMember
2016 - Present
Defense Research Institute, Data Management and Security CommitteeMember
2015 - Present
American Bar Association, Business Law Section, Cybersecurity CommitteeMember
2014 - Present
American Bar Association, Business Law Section, White Collar Crime CommitteeMember
1994
JD - Juris Doctor
1988
BA - Bachelor of Arts
2016
The SEC and Cybersecurity: What Broker-Dealers and Investment Advisers Need to Know in 2016
2016
Cybersecurity in 2016: An SEC Perspective
2015
Out of the Quagmire: SEC Adopts Crowdfunding Rules, And Other Developments Under the Jobs Act
2015
English