Scott H Kaliko

Mr. Kaliko is a Subject Matter Expert in intellectual property and business law with over 15 years of experience to come up with sensible business solutions to complex legal matters.  He expert deal maker on all forms of domestic and international deals with special focus on the acquisition and sale of Intellectual attorney, a registered patent attorney, and a Certified Anti-Money Laundering Specialist (CAMS). For more than 15 years as an attorney he acted as counsel for a variety of intellectual property clients by performing patent and trademark prosecution, IP Audits, Intellectual Property, IP Litigation, IP Asset Management, and IP Counseling. Mr. Kaliko is also responsible for conducting compliance reviews, audits, and examinations for the his Banking and Capital Market clients. He has extensive knowledge of Investment Advisers Act, Investment Company Act, Advisory Compliance, Broker-Dealer Operations, Securities Exchange Act, AML/BSA Program Development, USA PATRIOT Act Compliance, Regulatory Documentation, Policy Review, Risk Management, and Corporate Agreements. Mr. Kaliko has also served as lead counsel for clients in FINRA and SEC investigations for financial institutions and reviewing and implementing compliance programs for banks and broker-dealers, Investment Advisers regarding AML and General Compliance matters.