Steve has served as a member of Graham Dunns board of directors and as chair of the... more
Steve has served as a member of Graham Dunns board of directors and as chair of the firms Financial ServicesTeam. He counsels financial institutions about federal and state banking matters and related securities law and financing issues. Steve utilizes his background and experience as a bank regulator with the Comptroller of the Currency and as an accountant on Wall Street in advising our dive... view profile
Ken Hart is a Principal at Carney Badley Spellman, P.S . Hispractice is focused on... more
Ken Hart is a Principal at Carney Badley Spellman, P.S . Hispractice is focused on commercial and business transactions, business startups, real estate transactions and related litigation. He assists clients with business formations, as well as with negotiating and drafting partnership, shareholder and employment contracts; and negotiating and documenting business purchases and sales and s... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.
Financial Markets and Services Attorneys in cities near Seattle, WA