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Richard Mark Baumann

Richard Mark Baumann

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Practice areas:

Securities Offerings, Banking, International Law

Richard Baumann

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Practice Areas

Licensed since 1987

  1. Securities Offerings: 34%
  2. International Law: 33%
  3. Banking: 33%

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Contact Info

Dorsey & Whitney LLP

21 Wilson Street
London
EC2M 2TD


New York, NY

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Resume

License
StateStatusAcquiredUpdated
NJActive198703/14/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.
Avvo Contributions
Legal Answers
Awards
Award NameGrantorDate Granted
Hot 100The Lawyer2003
Hot 100The Lawyer2002

Associations
Association NamePosition NameDuration
Order of the CoifMemberN/A
American Bar Association, International Securities Transactions CommitteeMemberN/A
International Bar AssociationMemberN/A

Publications
Publication NameTitleDate
IFLRA Big Surprise: New Private Securities Markets Could Make New York Fashionable Again2007
U.S. Securities Laws and Foreign Private IssuersDeregistration and Delisting: Leaving the US Public Securities Markets2007
The Daily DealMore, Please: The SEC Should Reform its Private Offering Rules as a Follow-on to its Successful Revamp of Public Offerings2006
IFLRAuditors' Retreat Risks Due Diligence Crisis2006
IFLRHow Offering Reforms Change Counsel’s Role2005

Education
School NameMajorDegreeGraduated
New York University School of LawLawJD - Juris Doctor1986
Princeton UniversityN/AAB1981

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