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Richard Mark Baumann

Richard Mark Baumann

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Practice areas:

Securities Offerings, Banking, International Law

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Practice Areas

Licensed since 1987

  1. Securities Offerings: 34%
  2. International Law: 33%
  3. Banking: 33%

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Contact Info

Dorsey & Whitney LLP

21 Wilson Street

New York, NY





Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.

Avvo Contributions

Legal Answers


Award NameGrantorDate Granted
Hot 100The Lawyer2003
Hot 100The Lawyer2002


Association NamePosition NameDuration
Order of the CoifMemberN/A
American Bar Association, International Securities Transactions CommitteeMemberN/A
International Bar AssociationMemberN/A


Publication NameTitleDate
IFLRA Big Surprise: New Private Securities Markets Could Make New York Fashionable Again2007
U.S. Securities Laws and Foreign Private IssuersDeregistration and Delisting: Leaving the US Public Securities Markets2007
The Daily DealMore, Please: The SEC Should Reform its Private Offering Rules as a Follow-on to its Successful Revamp of Public Offerings2006
IFLRAuditors' Retreat Risks Due Diligence Crisis2006
IFLRHow Offering Reforms Change Counsel’s Role2005


School NameMajorDegreeGraduated
New York University School of LawLawJD - Juris Doctor1986
Princeton UniversityN/AAB1981

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