8.9
Excellent
Client Ratings
Not yet reviewed
No professional misconduct found.
Overview
Practice Areas
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Contact Information
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Languages
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References
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Résumé
Licenses
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11 years
since David Todd Mittelman was first licensed to practice law in NY.
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5 years
since David Todd Mittelman was first licensed to practice law in CA.
We have not found any instances of professional misconduct for this lawyer.
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Education
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See all 3 degrees
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Awards
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| Award Name |
Granting Organization |
Date |
| Client Service |
BTI Consulting |
2009 |
| Capital Markets |
Securities & Exchange Commission |
2002 |
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Associations
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| Position |
Association Name |
Duration |
| Member |
Association of Securities and Exchange Commission Alumni |
2006–present
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Portfolio
Publications
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| Article |
Publication |
Date |
| Testing-the-Waters: How Warm is Regulation A’s Model for Soliciting Investor Interest? |
Suffolk University Law Review |
1998 |
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Speaking Engagements
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| Speaking Engagement Name |
Conference |
Date |
| US and Global Securities Compliance for 2009 |
National Association of Stock Plan Professionals |
2009 |
| Preparation of Annual Disclosure Documents |
PLI |
2009 |
| The Revised Rules for Resale of Restricted Securities |
Compliance Week |
2008 |
| Legal and Practical Issues in Managing 10b5-1 Plans |
Society of Corporate Secretaries & Governance Professionals |
2008 |
| Sarbanes-Oxley Act — Language and Concepts |
ABA |
2007 |
See all 5 speaking engagements
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