Licensed since 1993
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|How Will CFOs Fare in SEC Options Backdating Cases?||How Will CFOs Fare in SEC Options Backdating Cases?||2007|
|SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs||SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs||2007|
|Feds Ambiguous on State Role in Regulating Hedge Fund Industry||Feds Ambiguous on State Role in Regulating Hedge Fund Industry||2005|
|The SEC's Increasing Use of Registration Revocation and Best Responses||The SEC's Increasing Use of Registration Revocation and Best Responses||2005|
|University of California at Davis School of Law||Law||JD - Juris Doctor||1993|
|University of California - Los Angeles||N/A||BA - Bachelor of Arts||1989|
|Unknown||The PIPEs Conference 2006, White Collar, Regulatory Agency and Civil Litigation Issues Relating to PIPE Transactions||2006|
|American Conference Institute's Hedge Fund Forum||Staying Compliant With the SEC||2006|
|Securities Industry Association's Hedge Funds and Alternative Investment Conference||Hedge Funds and SEC Enforcement||2006|
|The Directors Roundtable||Enron, Worldcom & Disney: The Revolution in Duties and Liability Beyond Sarbanes-Oxley||2006|
|LRN Knowledge Forum 2006||Breaking News …The Latest on SEC Enforcement||2006|
|Practising Law Institute’s Advanced Corporate Compliance Workshop||Hot Issues: Trouble in the Cookie Jar: Does Your Compliance Program Match SEC Compliance & Enforcement Initiatives?||2002|
|State Bar of Arizona Annual Convention||Securities Regulation Update||2002|
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