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Nicolas Morgan

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Practice areas:

Government, Securities Offerings, Litigation

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Practice Areas

Licensed since 1993

  1. Government: 34%
  2. Litigation: 33%
  3. Securities Offerings: 33%

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Contact Info

DLA Piper US LLP

1999 Avenue Of The Stars Fourth Floor

Los Angeles, CA, 90067

Zaccaro Morgan LLP

888 S Figueroa St Ste 400
Los Angeles, CA, 90017-5440

Dlp Piper

2000 Avenue of the Stars
Suite 400 North Tower
Los Angeles, CA, 90067-6023

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Resume

License
StateStatusAcquiredUpdated
DCActive 200905/24/2015
CAActive199305/25/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.
Avvo Contributions
Legal Answers
Publications
Publication NameTitleDate
How Will CFOs Fare in SEC Options Backdating Cases?How Will CFOs Fare in SEC Options Backdating Cases?2007
SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEsSEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs2007
Feds Ambiguous on State Role in Regulating Hedge Fund IndustryFeds Ambiguous on State Role in Regulating Hedge Fund Industry2005
The SEC's Increasing Use of Registration Revocation and Best ResponsesThe SEC's Increasing Use of Registration Revocation and Best Responses2005

Education
School NameMajorDegreeGraduated
University of California at Davis School of LawLawJD - Juris Doctor1993
University of California - Los AngelesN/ABA - Bachelor of Arts1989

Speaking Engagements
Conference NameTitleDate
UnknownThe PIPEs Conference 2006, White Collar, Regulatory Agency and Civil Litigation Issues Relating to PIPE Transactions2006
American Conference Institute's Hedge Fund ForumStaying Compliant With the SEC2006
Securities Industry Association's Hedge Funds and Alternative Investment ConferenceHedge Funds and SEC Enforcement2006
The Directors RoundtableEnron, Worldcom & Disney: The Revolution in Duties and Liability Beyond Sarbanes-Oxley2006
LRN Knowledge Forum 2006Breaking News …The Latest on SEC Enforcement2006
Practising Law Institute’s Advanced Corporate Compliance WorkshopHot Issues: Trouble in the Cookie Jar: Does Your Compliance Program Match SEC Compliance & Enforcement Initiatives?2002
State Bar of Arizona Annual ConventionSecurities Regulation Update2002

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