Howard Robert Roitman’s Guides

Bus accidents are more complex than many other motor vehicle collisions.

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Taxi companies, as well as airlines, bus companies, passenger trains, and others who transport passengers in exchange for money are considered common carriers.

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Federal regulations protect consumers from dangerous products fail infants and toddlers who seriously injured or killed because of defective infant and baby products.

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Food poisoning in Las Vegas restrans and casinos.

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Recent years have demonstrated a rise in the number of crashes of helicopters ferrying medical passengers or taking tourists on sightseeing tours

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A central aspect of a broker-dealer’s duty of fair dealing is the suitability obligation, which generally requires a broker-dealer to make recommendations that are consistent with the best interests of his customer

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SRO rules generally require broker-dealer prices for securities and compensationfor services to be fair and reasonable taking into consideration all relevantcircumstances.

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The federal securities laws grant the Commission non-exclusive jurisdiction oversecurities broker-dealers.

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If there is no valid pre-dispute arbitration agreement,391 customers may bringactions against broker-dealers in court in connection with disclosure, customer communications (including advertisements), or suitability violations under Exchange ActSection 10(b) and Rule 10b-5

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Both regulatory regimes require investment advisers and broker-dealers to adhere to high standards of conduct in their interactions with retail investors

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