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Practice areas


  1. Financial Markets and Services: 80%
  2. Federal Regulation: 20%

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Contact info

Dorsey & Whitney LLP

Suite 1500
50 South Sixth Street
Minneapolis, MN, 55417


MNAuthorized to practice200007/31/2015
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Association namePosition nameDuration
Montana State Bar, Corporate Law Revision CommitteeMember1990 - 1991
Minnesota State Bar AssociationMemberN/A
Publication nameTitleDate
Insights: The Corporate & Securities Law AdvisorWhen is a Broker an Investment Adviser? Using Basic Agency Law as a Guide2007
Compliance ReviewThe Annual Review Requirement of the New Compliance Rule: Who, What, When, and How2005
Business Law NewsSEC Adopts New Short Sale Rules2005
School nameMajorDegreeGraduated
University of Montana School of LawLawJD - Juris Doctor1975
Saint Olaf CollegeN/ABA - Bachelor of Arts1972
Speaking engagements
Conference nameTitleDate
Fourth Annual Banking Law InstituteRegulation R: New and Improved Bank Pushout Rules2007
Third Annual Banking Law InstituteHot Topics in Information Security2006
U.S. BancorpAnti-Money Laundering and Suspicious Activity Reporting Obligations and Procedures2005
Second Annual Banking Law InstituteBank Broker-Dealer Regulation and the Continuing Saga of Regulation B2005
Professional Risk Managers International AssociationDemystifying Hedge Funds: Hedge Fund Registration and Regulatory Issues2005
D.A. Davidson Equity Capital Markets SummitInformation Restrictions and Solutions: Investment Banking Communications Barriers under the Analyst Conflict Regulations2005
D. A. Davidson & Co. Branch Manager TrainingSupervisory Responsibilities and Liabilities of Managers2005
Corporate Counsel SymposiumDeveloping a Culture of Compliance: Evolution or Intelligent Design?2005

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