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David F Freeman Jr

David F Freeman Jr

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Practice areas:

Financial Markets and Services, Corporate & Incorporation, Securities & Investment Fraud, Litigation

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Practice Areas

Licensed since 1988

  1. Litigation: 25%
  2. Securities & Investment Fraud: 25%
  3. Corporate & Incorporation: 25%
  4. Financial Markets and Services: 25%

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Contact Info

Arnold & Porter LLP

555 Twelfth Street, NW

Washington, DC, 20004-1206

Resume

License

StateStatusAcquiredUpdated
DCActive 198805/24/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.

Avvo Contributions

Legal Answers

Awards

Award NameGrantorDate Granted
AV-RatedN/AN/A

Publications

Publication NameTitleDate
PLI Course MaterialsBroker Dealer Supervision2006
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2006
ALI-ABA Course MaterialsBroker-Dealer Compliance Programs inSEC/NASD Compliance2005
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2005
Broker-Dealer RegulationDuty to Supervise2004
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2004
Journal of Investment ComplianceThe Fair Valuation Mess2003
Irwin PublishingThe Financial Services Revolution: Understanding the Changing Role of Banks, Insurance Companies, and Mutual Funds1996
Ann. Rev. Banking LawThe Authority of National Banks to Invest Trust Assets in Bank-Advised Mutual Funds1991
UnknownThe Regulatory Environment: Functional RegulationN/A
Aspen Law & BusinessMutual Fund Activities of BanksN/A
The Financial Services RevolutionFunctional RegulationN/A

Education

School NameMajorDegreeGraduated
University of Virginia School of LawLawJD - Juris Doctor1987
University of Virginia School of LawN/AJD/MBA - Juris Doctorate and MBA1987
University of VirginiaN/ABA - Bachelor of Arts1981

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