7.3
Very Good
Client Ratings
Not yet reviewed
No professional misconduct found.
Overview
Practice Areas
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100% Financial Markets And Services
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Contact Information
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References
Client Reviews
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Résumé
Portfolio
Publications
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| Article |
Publication |
Date |
| Money Market Funds and the Rule 2a-7 Dilemma |
Compliance Reporter |
2004 |
| SEC Eases Restrictions on Certain Affiliated Transactions |
Investment Adviser's Counsel |
2003 |
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Speaking Engagements
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| Speaking Engagement Name |
Conference |
Date |
| Mutual Fund Regulation: A Practical Seminar" |
Investment Management Group Partners Speakers at Legalworks |
2006 |
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