8.9
Excellent
Client Ratings
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No professional misconduct found.
Overview
Practice Areas
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100% Financial Markets And Services
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Contact Information
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References
Client Reviews
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Résumé
Licenses
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7 years
since Joshua Brett Deringer was first licensed to practice law in PA.
We have not found any instances of professional misconduct for this lawyer.
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Education
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Portfolio
Publications
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| Article |
Publication |
Date |
| The Legacy of the Hedge Fund Adviser Registration Rule |
The Investment Adviser's Counsel |
2006 |
| The Legacy of the Hedge Fund Adviser Registration Rule |
The Investment Adviser's Counsel |
2006 |
| How the Proposed SEC Regulations Would Affect Hedge Fund Managers |
The Investment Adviser's Counsel |
2004 |
| The Implications of the SEC's Proposal to Require Adviser Registration for Hedge Fund Managers |
MFA Reporter |
2004 |
| NASD Rules and Pronouncements Affecting Investment Advisers |
Investment Adviser's Counsel |
2004 |
| SEC Proposes Hedge Fund Manager Registration Requirements |
Hedge Fund Bulletin |
2004 |
| Choppy Waters: New NASD Rules |
Alternative Fund Services Review |
2004 |
| NASD Issues Interpretive Guidance on Hedge Fund Sales Materials |
MFA Reporter |
2004 |
| Looking Offshore: The SEC Staff's Report on Hedge Funds and How It May Affect Offshore Investment Advisers |
Alternative Fund Services Review |
2003 |
| An Update on How the Offshore Hedge Fund Industry Will Encounter the Reach of the USA Patriot Act |
Alternative Fund Services Review: In the Limelight |
2003 |
| Adviser Registration For Hedge Fund Managers: What Would it Mean? |
MFA Reporter |
2003 |
| Sarbanes-Oxley Act Requires Investment Company Officer Certifications |
Investment Adviser's Counsel |
2002 |
| SEC to Investigate Hedge Funds |
MFA Reporter |
2002 |
See all 13 publications
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Speaking Engagements
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| Speaking Engagement Name |
Conference |
Date |
| The Convergence of Investment Companies and Hedge Funds: Utilizing Alternative Strategies in Investment Companies |
Investment Company Institute Mutual Funds and Investment Management Conference |
2007 |
| An A to Z Workshop 2007 |
Investment Adviser Regulation |
2007 |
| Legal Challenges Facing the Fund Industry - How Did We Get Here? Where Do We Go Next |
Financial Analysts of Philadelphia Meeting |
2006 |
| : An A to Z Workshop 2006 |
Investment Adviser Regulation |
2006 |
| "Investment Adviser Regulation: An A to Z Workshop" |
Investment Management Group Lawyers at Legalworks' |
2006 |
| How will increased retulatory scrutiny affect the future of the hedge fund industry |
Hedge Fund Compliance Seminar |
2005 |
See all 6 speaking engagements
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