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Simon S. Kogan

Simon S. Kogan

Practice areas:

Arbitration, Corporate & Incorporation, Financial Markets and Services, White Collar Crime, Federal Crime

About Me

Thank you for your interest.I am an experienced senior litigator with complex case experience in all phases from inception to trial and beyond. In over 24 years of practice, I personally managed dozens of securities arbitrations and related matters for both brokers and public customers. Represented brokers and firms in enforcement proceedings before the SEC and the NASD.


Practice Areas

Licensed since 1984

  1. Arbitration: 50%
    32 years, 50 cases
  2. Corporate & Incorporation: 20%
    32 years
  3. Financial Markets and Services: 10%
  4. Federal Crime: 5%
    28 years, 1 case
  5. White Collar Crime: 5%
    2 cases



Hourly ($375-450/hour), Contingent (25-33%), Fixed (Sometimes), Retainer (Sometimes)

Payment Types:

Cash, Check, Credit Card

Attorney Endorsements

1 total

  • Suzanne Alexandra Ascher

    I endorse this lawyer. I know Simon S. Kogan, Esq., for several years. He is a very good attorney and is well versed on issues concerning the SEC (Securities and Exchange Commission), issues affecting the securities-broker and investment-client relationship, and the like. Simon S. Kogan is very intelligent and I am happy to give him this endorsement as his peer.


    Suzanne Ascher Tax Attorney
    Relationship: Fellow lawyer in community

Contact Info

27 Weaver St
Staten Island, NY, 10312-5403


NYCurrently registered 198403/13/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.
Avvo Contributions
Legal Answers
Association NamePosition NameDuration
Richmond County Bar AssociationN/A2007 - Present
NASD Dispute ResolutionArbitrator1996 - Present
American Bar AssociationN/A1986 - Present

Publication NameTitleDate
Richmond County Bar Association JournalA Pulic Customer's Guide to Securities Arbitrations2008
Journal of Investment ComplianceAnalyst Liabilty for fraud and negiligence in the Modern Era2002

School NameMajorDegreeGraduated
New York Universitycorporation LawLL.M - Master of Laws1986
New York Law SchoolLawJD - Juris Doctor1983

Speaking Engagements
Conference NameTitleDate
Richmond County Bar Association CLESecurities Arbitrations2009