| 3. The Unsuitability of the “Suitability Rule” -- Why FINRA’s Current Interpretation of Conduct Rule 2310 Undermines Investor “Holding Claim” Entitlements in Contemporary Markets |
Pepperdine Journal of Business, Entrepreneurship and the Law |
2009 |
| 4. Derivative Standing for New York LLC Members — the Conflict Continues |
New York State Bar Journal |
2007 |
| 6. Privilege and Methodology in Cases Involving Implied Waivers of the Attorney Client Privilege |
Professional Liability Underwriting Society |
2007 |
| RICO Section 1962(c) Enterprises and the Present Status of the “Distinctness Requirement" |
Touro Law Review |
2006 |
| Securities Fraud Class Suits again Threaten to Become RICO Battlegrounds |
Defense Research Institute (DRI) |
2005 |
| RICO Section 1962(c) Enterprises and the Present Status of the “Distinctness Requirement" |
RICO Law Reporter |
2005 |
| Mitigation of Damages in Securities Litigation and Arbitration |
SECURITIES ARBITRATION 585 |
2004 |
| Recurring Problems in Additional Insured Litigation |
Mealey's Litigation Reports |
2004 |
| Professional Liability Insurance Coverage |
Mealey's Publications |
2003 |
| Mitigation of Damages and Undue Risks |
New York Law Journal |
2003 |
| Defendant's Breach of Own Contract and Tortious Interference |
New York Law Journal |
2003 |
| Reviewing Developments in RICO Enterprise Litigation |
New York Law Journal |
2002 |
| Reviewing Developments in RICO Enterprise Litigation |
RICO Law Reporter |
2002 |
| Computation of Benefit of the Bargain Damages in Rule 10b-5 Cases Alleging Fraud in the Sale of Bonds |
SECURITIES ARBITRATION, Vol. II, Ch. 37, at 1127 |
2001 |
| Attorney Liability for Securities Fraud After Washington National Life Ins. Co. of New York v. Morgan Stanley & Co |
Securities Regulation Law Journal |
2000 |
| RICO Prototypes and Impeaching Presidents -- Absurd Applications of Statutory Remedies and the Abuse of Constitutional Safeguards |
RICO Law Reporter |
1999 |
| 1998 Securities Arbitration Damages and Remedies, in Securities and Mediation and Arbitration -- Effective Advocacy at 205-251 |
SECURITIES ARBITRATION, ch. 29, at 903 |
1999 |
| Analyzing Impeachable Offenses Through RICO Prototypes |
New York Law Journal |
1998 |
| 1998 Securities Arbitration Damages and Remedies, in Securities and Mediation and Arbitration -- Effective Advocacy at 205-251 |
New York State Bar Association |
1998 |
| Loss Causation Under Rule 10b-5, a Circuit-by-Circuit Analysis: When Should Representational Misconduct be Deemed the Cause of Legal Injury Under the Federal Securities Law? |
SECURITIES ARBITRATION, Vol. 1, Ch. 16 at 375-538 |
1998 |
| Loss Causation Under Rule 10b-5, a Circuit-by-Circuit Analysis: When Should Representational Misconduct be Deemed the Cause of Legal Injury Under the Federal Securities Law? |
RICO Law Reporter |
1998 |
| Loss Causation Under Rule 10b-5, a Circuit-by-Circuit Analysis: When Should Representational Misconduct be Deemed the Cause of Legal Injury Under the Federal Securities Law? |
Securities Reform Act Litigation Reporter |
1998 |
| Construction Industry AIEs - Problems of Contract Interpretation and Solutions |
Defense Counsel Journal |
1998 |
