Rob Herskovits is an outstanding lawyer who got FINRA to drop an investigation. He was patient and extremely responsive and is clearly an expert on FINRA matters. I am forever grateful to him and his team for their guidance throughout the stressful process. (I would give him 10 stars if I could) I be...lieve you should hire Rob Herskovits and his team with any kind of securities industry arbitration or regulatory investigation.

I was formerly employed by a large brokerage firm. After my employment ended, FINRA launched an investigation based on a Form U5 disclosure that I deemed to be false. I hired Rob Herskovits to handle the FINRA investigation and I’m so thankful I did. He took on FINRA and ultimately convinced them... to end the investigation without taking any formal action against me. Herskovits PLLC are experts in the FINRA space.