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Tim Valliere is the Managing Partner of Smith Valliere PLLC. He is an experienced "big firm" litigator who has been practicing law for over a decade in the areas of financial services, intellectual property, employment, product liability, and gene...
Practice areas: Financial Markets and Services, Copyright Infringement, Litigation, Intellectual Property, Contracts & Agreements
I am currently the Co-Chair of the Native American Practice at Hughes Hubbard & Reed. I am the former General Counsel of the Oneida Indian Nation of New York and have taught American Indian Law at four United States law schools. I have written a...
Practice areas: Financial Markets and Services, Native Peoples Law, Gaming
Attorney and CEO with a record of success as a business group manager and as a senior lawyer in both the private and public sectors. Professional background in financial services and in state and local government. Experienced in all aspects of t...
Practice areas: Financial Markets and Services, Business, State, Local And Municipal Law
Current General Counsel, MD and CCO for a multi-billion dollar global hedge fund in New York. He has previously overseen from a legal, regulatory and compliance perspective investment advisers with assets under supervision in excess of $100 billio...
Practice areas: Financial Markets and Services, Entertainment, Federal Regulation, Securities Offerings, Mergers & Acquisitions
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.