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Practice areas

Licensed

  1. Federal Regulation: 40%
  2. Investment Fraud: 20%
  3. Business: 20%
  4. Financial Services: 20%

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Contact info

Duane Morris LLP

227 West Monroe Street, Suite 3400

Chicago, IL, 60606-5098

Duane Morris LLP

1540 Broadway

New York, NY, 10036-4086

Duane Morris LLP

122 East 42nd Street Lbby 4
New York, NY, 10168

190 South Lasalle Street Suite 3700
Chicago, IL, 60603-3433

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Resume

License
StateStatusAcquiredUpdated
ILActive And Authorized To Practice Law198005/11/2016
NYCurrently registered 197403/07/2016
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Associations
Association namePosition nameDuration
American Bar Association, Subcommittee on Futures Commission MerchantsChairman2001 - Present
Illinois Bar FoundationFellowN/A
American Bar AssociationMemberN/A
Illinois State Bar AssociationN/AN/A
Association of the Bar of New York CityN/AN/A
American Bar AssociationN/AN/A
American Bar Association, Subcommittee on Futures Commission MerchantsChairman1995 - 2000
Publications
Publication nameTitleDate
American Bar Association publicationClearing Firm Liability2003
Journal of Investment ComplianceFinancial Services Industry Use of Electronic Media: Current Regulatory and Legal Landscape2001
SIAThe History of Discount Brokers1997
Futures and Derivatives Law ReportSurf's Up1997
Futures International Law LetterUpdate on Litigation and Enforcement Reforms in Light of the Futures Trading Practices Act1994
Education
School nameMajorDegreeGraduated
Brooklyn Law SchoolLawJD - Juris Doctor1973
City University of New York, City CollegeN/AN/AN/A
Speaking engagements
Conference nameTitleDate
Securities Industry AssociationFinancial services-related issuesN/A
American Bar AssociationFinancial services-related issuesN/A