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|MN||Authorized to practice||2000||09/17/2016|
|Association name||Position name||Duration|
|Minnesota State Bar Association||Member||N/A|
|Montana State Bar, Corporate Law Revision Committee||Member||1990 - 1991|
|Insights: The Corporate & Securities Law Advisor||When is a Broker an Investment Adviser? Using Basic Agency Law as a Guide||2007|
|Compliance Review||The Annual Review Requirement of the New Compliance Rule: Who, What, When, and How||2005|
|Business Law News||SEC Adopts New Short Sale Rules||2005|
|University of Montana School of Law||Law||JD - Juris Doctor||1975|
|Saint Olaf College||N/A||BA - Bachelor of Arts||1972|
|Fourth Annual Banking Law Institute||Regulation R: New and Improved Bank Pushout Rules||2007|
|Third Annual Banking Law Institute||Hot Topics in Information Security||2006|
|U.S. Bancorp||Anti-Money Laundering and Suspicious Activity Reporting Obligations and Procedures||2005|
|Second Annual Banking Law Institute||Bank Broker-Dealer Regulation and the Continuing Saga of Regulation B||2005|
|Professional Risk Managers International Association||Demystifying Hedge Funds: Hedge Fund Registration and Regulatory Issues||2005|
|D.A. Davidson Equity Capital Markets Summit||Information Restrictions and Solutions: Investment Banking Communications Barriers under the Analyst Conflict Regulations||2005|
|D. A. Davidson & Co. Branch Manager Training||Supervisory Responsibilities and Liabilities of Managers||2005|
|Corporate Counsel Symposium||Developing a Culture of Compliance: Evolution or Intelligent Design?||2005|
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