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Joel Richard Beck

Joel Beck’s Legal Cases

14 total


  • State of Georgia v. M.W.

    Practice Area:
    Criminal defense
    Date:
    Nov 02, 2012
    Outcome:
    Case Dismissed
    Description:
    The State charged my client with hit and run and with driving on a suspended license. After a review of the evidence and application of the law to the facts, I obtained a dismissal of all of the charges against the client.
  • Dept. of Enforcement v. Charles

    Practice Area:
    Securities offerings
    Date:
    Nov 03, 2010
    Outcome:
    Sanctions in favor of Respondent
    Description:
    Representing the respondent broker, obtained sanctions far short of a permanent bar sought by Enforcement for violations of industry rules.
  • Dept. of Enforcement v. Claggett, 2005000631501

    Practice Area:
    Financial markets and services
    Date:
    Sep 28, 2007
    Outcome:
    Finding for Enforcement
    Description:
    2007 FINRA Discip. LEXIS 2, National Adjudicatory Council 9/28/07 (Office of Hearing Officers 9/12/06)
  • Dept. of Enforcement v. Cipriano

    Practice Area:
    Financial markets and services
    Date:
    Jul 26, 2007
    Outcome:
    Finding for Enforcement
    Description:
    2007 NASD Discip. LEXIS 23, National Adjudicatory Council 7/26/07 (Office of Hearing Officers 8/10/06 - 2006 NASD Discip. LEXIS 36).
  • Dept. of Enforcement v. Siegel

    Practice Area:
    Financial markets and services
    Date:
    May 11, 2007
    Outcome:
    Finding for Enforcement
    Description:
    National Adjudicatory Council 5/11/07 - 2007 NASD Discip. LEXIS 20 (Office of Hearing Officers - 3/16/06 - 2004 NASD Discip. LEXIS 34).
  • Dept. of Enforcement v. Callava

    Practice Area:
    Financial markets and services
    Date:
    Sep 11, 2006
    Outcome:
    Finding for Enforcement
    Description:
    Office of Hearing Officers - 9/11/06 (2006 NASD Discip. LEXIS 45).
  • Dept. of Enforcement v. Nguyen

    Practice Area:
    Financial markets and services
    Date:
    May 22, 2006
    Outcome:
    Finding for Enforcement
    Description:
    Case E072004087801, Office of Hearing Officers 5/22/06 (2006 NASD Discip. LEXIS 15).
  • Dept. of Enforcement v. Kaweske

    Practice Area:
    Financial markets and services
    Date:
    Feb 10, 2006
    Outcome:
    Finding for Enforcement
    Description:
    Office of Hearing Officers, 2/10/06 (2006 NASD Discip. LEXIS 6) Case No. C07040042
  • Dept. of Enforcement v. Salaverria

    Practice Area:
    Financial markets and services
    Date:
    Feb 12, 2005
    Outcome:
    Finding for Enforcement
    Description:
    National Adjudicatory Council 2/12/05 (Case No. C07040077) 2005 NASD Discip. LEXIS 10.
  • Dept. of Enforcement v. LH Ross & Co et al

    Practice Area:
    Financial markets and services
    Date:
    Jan 25, 2005
    Outcome:
    Finding for Enforcement
    Description:
    Case C07040074, Office of Hearing Officers, 1/25/05 (2005 NASD Discip. LEXIS 15).