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About me

Focus on business law, including business formation, contract review, licensing, litigation, and employment matters.

Specialization in the representation of corporate entities, brokerage firms, employees of brokerage firms, and investors in the following types of matters:

Allegations of Securities Fraud
Broker Promissory Note Negotiation and Reduction
Employment Severance Discharge Negotiation
Securities Employee Regulatory Representation and Wells Notice Representation
Investment Negligence and Fraud
Investment Arbitration
SEC and CFTC WhistleBlowing

Specialization in the representation of officers and directors in federal regulatory investigations.


Practice areas


  1. Investment Fraud: 50%
    3 years
  2. Business: 30%
    3 years
  3. Financial Services: 20%
    3 years

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Contact info

Finkelstein Thompson Llp Ste 150 10787 30th St NW
Washington, DC, 20007


DCInactive 201007/06/2016
We have not found any instances of professional misconduct for this lawyer.
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Work experience
TitleCompany nameDuration
AssociateFinkelstein Thompson, LLP2013 - Present