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Practice areas

Licensed

  1. Litigation: 25%
  2. Investment Fraud: 25%
  3. Corporate: 25%
  4. Financial Services: 25%

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Contact info

Arnold & Porter LLP

555 Twelfth Street, NW

Washington, DC, 20004-1206

Arnold & Porter Llp

601 Massachusetts Ave NW
Washington, DC, 20001-3743

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Resume

License
StateStatusAcquiredUpdated
DCActive 198807/05/2016
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Awards
Award nameGrantorDate granted
AV-RatedN/AN/A
Publications
Publication nameTitleDate
PLI Course MaterialsBroker Dealer Supervision2006
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2006
ALI-ABA Course MaterialsBroker-Dealer Compliance Programs inSEC/NASD Compliance2005
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2005
Broker-Dealer RegulationDuty to Supervise2004
Broker-Dealer RegulationDuty to Supervise and Supervision of Registered Representatives’ Outside Business Activities2004
Journal of Investment ComplianceThe Fair Valuation Mess2003
Irwin PublishingThe Financial Services Revolution: Understanding the Changing Role of Banks, Insurance Companies, and Mutual Funds1996
Ann. Rev. Banking LawThe Authority of National Banks to Invest Trust Assets in Bank-Advised Mutual Funds1991
UnknownThe Regulatory Environment: Functional RegulationN/A
Aspen Law & BusinessMutual Fund Activities of BanksN/A
The Financial Services RevolutionFunctional RegulationN/A
Education
School nameMajorDegreeGraduated
University of Virginia School of LawLawJD - Juris Doctor1987
University of Virginia School of LawN/AJD/MBA - Juris Doctorate and MBA1987
University of VirginiaN/ABA - Bachelor of Arts1981

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