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|Award name||Grantor||Date granted|
|General Counsel & Director||Alaric Compliance Services, LLC||2009 - Present|
|Association name||Position name||Duration|
|NSCP||N/A||2011 - Present|
|Managed Funds Association||N/A||2009 - Present|
|SEC Exam||No further action (that's good).|
|See all legal cases|
|Global Securitization and Structured Finance 2005||The Impact of Regulation AB and Securities Offering Reform on US Public ABS||2005|
|Coll of William & Mary||N/A||undergraduate||N/A|
|Univ of Virginia SOL||N/A||law||N/A|
|SEC Investigation Response for Hedge Fund Managers: How to Prepare and Mistakes to Avoid||SEC Investigations||2012|
|The Harvard Club||Shifting Landscape of the Regulatory Focus for Hedge Funds/Private Equity Funds||2011|
|ASF Securitization Institute||ABS/MBS Derivatives and Index Products - Concepts and Topics||2008|
Posted by Sylvia
Chris has been an excellet source of expertise for various financial product, market and policy issues. He is not onlly thorough and professional, but has practical business experience which allows him to tackle difficult projects and issues in a prompt manner. Chris has expertise iin US and global markets, various product types, legal/compliance issues, and regulations. In addition, Chris is friendly, approachable and easy to work with on a personal level.
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