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Assistant General Counsel & Corporate Secretary, Johnson & Johnson Primary Responsibilities: * Corporate Governance * Securities Regulation * Public Company Disclosure * Sarbanes-Oxley Act Compliance

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Practice areas

Licensed

  1. Corporate: 50%
    18 years
  2. Securities Offerings: 50%
    18 years

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Contact info

The Conference Board

845 Third Avenue
New York, NY, 10022

Resume

License
StateStatusAcquiredUpdated
NYDue to reregister within 30 days of birthday 199803/07/2016
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Awards
Award nameGrantorDate granted
Distinguished Corporate SecretaryCorporate Board Member2013
100 Most Influential People In FinanceTreasury & Risk2012
Directorship 100NACD/Directorship2011
Rising Star of Corporate GovernanceMillstein Center for Corporate Governance & Performance, Yale School of Management2010
Directorship 100Directorship2010
Directorship 100Directorship2009
Rising StarCorporate Secretary2008
Best Lawyers Under 40National Asian Pacific American Bar Association2008
Work experience
TitleCompany nameDuration
Assistant General Counsel & Corporate SecretaryJohnson & Johnson2010 - 2016
Senior Counsel & Assistant Corporate SecretaryJohnson & Johnson2005 - 2010
Assistant General Counsel, CorporateTyco International2004 - 2005
AssociateSimpson Thacher & Bartlett2000 - 2004
AssociateClifford Chance1997 - 2000
Associations
Association namePosition nameDuration
American Bar AssociationNo Value2012 - Present
National Asian Pacific American Bar AssociationN/A2007 - Present
Broadridge Investor Communication Services Steering CommitteeN/A2007 - Present
Society of Corporate Secretaries & Governance ProfessionalsDirector (2007-2010)2004 - Present
Association of Corporate CounselN/A2004 - Present
Stockholder Relations Society of New YorkPresident2013 - 2014
New Jersey Governor's Commission on New AmericansMember2010 - 2012
NYSE Commission on Corporate GovernanceN/A2009 - 2010
Education
School nameMajorDegreeGraduated
Georgetown University Law CenterLawJD - Juris Doctor1997
Dartmouth CollegeGovernmentBA - Bachelor of Arts1993
Speaking engagements
Conference nameTitleDate
Yale Governance Conference 2010How are Online Tools and Social Networking Changing Corporate Governance?2010
WebcastBeyond Alternative Fees: How to Deliver Better Client Service2010
The Activist Investor ConferenceThe Changing Regulatory Landscape2010
Essentials SeminarBasic Challenges when Dealing with the ‘Regulators’2010
Essentials SeminarBasics – Managing and Supporting Your Board2010
Essentials SeminarThe Basic and Not-So-Basic Role of the Corporate Secretary – Traditional Responsibilities, New Challenges2010
Connecticut/Westchester Chapter MeetingInvestor Relations and Twitter – To Do or Not To Do?2010
Compliance Week 2010Social Media and Compliance2010
WebcastDisclosure Controls & Procedures: An In-House Perspective2009
Proxy Reform PanelProxy Reform2009
NY/NJ Chapter MeetingSay on Pay Roundtable: The Practical Realities of Say on Pay2009
Law and Legal ReasoningBusiness Organization, Securities Laws and Corporate Governance2009
Issues Update 2009 WebcastCoping with the 2010 Proxy Season & Proxy Statement Disclosure Requirements2009
Governance Exchange WebcastThe Changing Regulatory Landscape for Corporate Governance2009
East Coast Think Tank 2009Benchmarks for Achieving Effective Governance2009
CLE ExpoTechnology, Transparency & the New Disclosure Requirements2009
2009 National ConferenceStockholder Engagement2009
2009 Annual MeetingEverything You Ever Wanted to Know About Being a Corporate Secretary, But Never Had a Chance to Ask2009
The Legal Environment for Business ManagersSecurities Laws and Corporate Governance2008
Reconsidering Say on Pay ProposalsReconsidering Say on Pay Proposals2008
Online TutorialFundamentals of the Corporate Secretary's Office: Supporting Your Board2008
New Jersey Corporate Law UpdateThe Experts Speak on Current Issues in New Jersey Corporate Law and How to Advise Your Board of Directors2008
Issues Update 2008Proxy Advisory Services2008
East Coast Think Tank 200810b5-1 Plans: Protecting Your Company from Insider-Trading Accusations2008
Corporate Counsel InstituteCorporate Governance2008
Broadridge Investor Communication ConferenceThe Broker Vote and Proportional Voting - The History, The Data, The Issues2008
21st Century Disclosure Initiative RoundtableModernizing the SEC's Disclosure System2008
2008 National ConferenceHot Issues with Proxy Advisory & Governance Rating Agencies2008
The Legal Environment for Business ManagersSecurities Laws and Corporate Governance2007
Spotlight on Proxy Issues WebcastExpert Analysis of Recent Developments2007
Issues Update 2007The Proxy Process - New Issues/New Challenges - Concepts2007
Essentials SeminarPeriodic Reporting - New Challenges2007
Essential SeminarCrisis Management2007
Association of Corporate CounselSurviving a Restatement2007
2007 Northeast Regional Fall ConferenceProxy Season Overview2007
2007 National ConferenceLessons Learned in the First Year of the New Disclosure Rules2007
2007 Annual MeetingCorporate Secretary Basics2007
The Legal Environment for Business ManagersSecurities Laws and Corporate Governance2006
Issues Update 2006Being A Director Today2006
2005 Annual MeetingWhat Can You Say & When: Guidance to Give to Your CEO & CFO2005