Jim serves as outside general counsel to several publicly and privately held... more
Jim serves as outside general counsel to several publicly and privately held businesses. He provides assistance on a range of matters such as mergers and acquisitions, securities laws compliance, corporate governance, securities offerings, commercial sales and licensing and lending transactions. His breadth of experience allows him to serve clients engaged in a diverse group of businesses, incl... view profile
Practice includes securities offerings and regulation, municipal advisor and... more
Practice includes securities offerings and regulation, municipal advisor and investment adviser compliance, and corporate transactional matters including mergers & acquisitions, hedge fund formation, private equity and venture capital transactions, corporate and non-profit entity formation, shareholder/buy-sell agreements, labor and employment matters, contract negotiation and drafting, and rea... view profile
Securities offerings attorneys help successful corporations raise money through the sale of shares or stakes in the company to the public. When you invest in a company, like General Motors, you become a part owner of the company; your ownership is represented by the value of your shares. Securities offerings are extremely complicated processes, requiring strict compliance with many legal regulations. Securities offerings lawyers allow the company to offer its shares for sale safely by ensuring that these requirements are met.