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How or where can I set up a investment fund and not have to be a registered investment advisor?How can I set up an invesment fund without being an RIA? What state(s) would I have to llc out of and have an office located in order to fall under the "private advisor exemption"? I will not be "holding myself out", will not have more than 5 clients and they will all be accredited. How should I register the fund... investment club, hedge fund, etc... Attorney answers (1)
Reputation Level 19
Answered over 2 years ago.
Securities / Investment Fraud Attorney in Washington, DC.
Much depends on what you actually want to accomplish. With only 5 clients I would recommend a structure that steers clear of the SEC altogether. For a consultation, contact me at:
www.brimstoneandcompany.com chambers@brimstoneandcompany.com +1 202-318-2406 3 people marked this answer as good
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