Can I get a series 7 license if I have horrible credit

Asked over 1 year ago - La Jolla, CA

I had my home foreclosed on and have some pretty horrible credit. My question is can I get a series 7 license with this horrible credit?

Attorney answers (3)

  1. Kathryn Ursula Tokarska

    Contributor Level 16


    Lawyers agree

    Answered . I highly doubt that simply having gone through foreclosure would make it so you cannot obtain a series 7 license. Do you owe deficiency post foreclosure?

    I am not YOUR lawyer. You should not rely on answers to questions as legal advice. For legal advice you should... more
  2. Mikalah Liviakis


    Contributor Level 11

    Answered . Contact a local stock broker and request the information.

  3. Matthew Scott Berkus

    Contributor Level 20


    Lawyer agrees

    Answered . I don't have an exact answer for you, but the issue is not so much getting the license; you should be able to "get" the license. The issue will be getting a broker-dealer to handle your trades.

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