Investment Fraud Legal Advice (60 found)

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Jonathan H Levy
Jonathan H Levy's answer
Contributor Level 9

I cannot understand how you have any claim from the above facts however there...
Question

Robert Kevin Savage
Robert Kevin Savage's answer
Contributor Level 5

You may have a claim to bring in arbitration against the company and the...
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David M. Gaba
David M. Gaba's answer
Contributor Level 2

I would immediately contact the North Carolina Secretary of State’s...
Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

What you need to do depends on what your definition of a "financial adviser" is....
Question

Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

The location of the attorney you need may be dependent more on the parties...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

The Public Investors Arbitration Bar would be a good place to start. www.piaba....
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Thomas Brett Duffy
Thomas Brett Duffy's answer
Contributor Level 4

Boy, you have raised many issues with such a short question. Let's eliminate...
Howard Woodley Bailey
Howard Woodley Bailey's answer
Contributor Level 9

I agree with my collegue in his analysis of the situation, as he discussed it....
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Michael Emory Clark
Michael Emory Clark's answer
Contributor Level 5

Since most securities firms now contractually require disputes to be handled...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

Taking your question at face value, if the financial consultant recommended an...
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Hamilton Philip Lindley
Hamilton Philip Lindley's answer
Contributor Level 4

Please contact a lawyer in India immediately. This a website used by American...
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Brian Fenton McEvoy's answer
Contributor Level 3

Not sure what the answer is based on the phrasing of your question. NOTE:...
Question

Lawrence Robert Gelber
Lawrence Robert Gelber's answer
Contributor Level 3

Usually, when the perpetrators of a securities fraud plead guilty or are...
Jonathan H Levy
Jonathan H Levy's answer
Contributor Level 9

From what you describe goven the small amount of lossess and the passage of...
Question

Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

If your broker or investment adviser is buying and selling securities without...
Frank A Selden
Frank A Selden's answer
Contributor Level 7

You failed in your attempt to keep a long story short. This is 16 years old so...
User's answer
Sorry but you have waited too long. Too bad that you didn't get a legal...
Question

Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

Whether you have a case or not can't be answered based only on the limited...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

I believe you have a case. I bet he did not disclose to you the hugh commission...
Question

Margery Ellen Golant
Margery Ellen Golant's answer
Contributor Level 8

There has been a huge amount of unscrupulous and dishonest lending that has...
Christopher Robert Twining
Christopher Robert Twining's answer
Contributor Level 4

Yes there are attorneys who still do pro-bono work. Have they tried to contact...
Question

User's answer
I bought LEH at $29.00 for 10K shares. Now it became worthless. What are the...
Joel Richard Beck
Joel Richard Beck's answer
Contributor Level 4

You may have a case against the brokerage firm and the broker who recommended...
Question

Michael Emory Clark
Michael Emory Clark's answer
Contributor Level 5

I'm assuming that you meant stock manipulation. Under the federal securities...
Thomas Brett Duffy
Thomas Brett Duffy's answer
Contributor Level 4

I am not admitted in your state so I am just making general statements on...
Question

Michael Emory Clark
Michael Emory Clark's answer
Contributor Level 5

Suitability issues are clearly involved here. As in most legal issues, the...
Debra G. Speyer
Debra G. Speyer's answer
Contributor Level 3

You do not say what type of American Funds they were put into. That information...
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Fabiola Jean-Gilles' answer
Contributor Level 4

I would consult with an attorney quickly. There are lawsuits out there against...
Question

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David Lawrence Roach's answer
Contributor Level 3

A will does not have to be offered for probate (submitted to Surrogate's Court...
Janet Lee Brewer
Janet Lee Brewer's answer
Contributor Level 7

The answer to your question (of whether a will needs to be filed with the Court)...
User's answer
Since your promissory note has been sold to fund the original loans the bank no...
Margery Ellen Golant
Margery Ellen Golant's answer
Contributor Level 8

If Chase agreed in writiing to accept a specific amount on the second mortgage (...

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