Legal Advice on Stock Broker

How do I find out what broker has a stock that was TOD to me?

Asked in Macon, MO - March 18, 2013 13:19.

• Stock Broker
• Stocks and Bonds

For a swap of real property for publicly traded stock within an estate prior to distribution , how do you value the stock?

Asked in Rancho Santa Fe, CA - February 26, 2013 17:41.

• Estate Planning
• Probate
• Real Estate
• Stock Broker
• Stocks and Bonds

Can a person sue a financial advisor for not doing anything (advising) after thier money is all gone ?

Asked in Arroyo Grande, CA - March 15, 2013 21:58.

• Securities and Investment Fraud
• Stock Broker
• Stocks and Bonds

Estate received a 1099B for a stock sale which was deemed illegal. Transaction was reversed within days. What now.

Asked in Somerville, NJ - February 09, 2013 19:51.

• Estate Planning
• Stock Broker
• Stocks and Bonds

Can a broker/company reverse a transfer of stock ownership, without the new owner's approval?

Asked in Portland, ME - January 02, 2013 09:12.

• Estate Planning
• Stock Broker
• Stocks and Bonds

Is choosing the outcome of the stock market legal for a business in the U.S.?

Asked in Anaheim, CA - September 29, 2012 22:22.

• Business
• Financial Markets
• Financial Services
• Stock Broker
• Stocks and Bonds

In the summer of 2008, my broker sold all of my mutal funds and traded them for stocks. Did he hve auhority to do this?

Asked in Lewisville, TX - July 03, 2012 09:55.

• Financial Services
• Stock Broker
• Stocks and Bonds

Can a broker do anything he want to your investments?

Asked in Lewisville, TX - July 03, 2012 16:39.

• Financial Services
• Money Back
• Stock Broker
• Stocks and Bonds

My X Colleague has taken my business , what legal steps can be taken

Asked in Tarzana, CA - May 15, 2013 08:30.

• Business
• Stock Broker

My mom's VA benefit was suspended because they said she had to much money in her annuities?

Asked in San Jose, CA - May 07, 2013 20:24.