Legal Advice for Securities Offerings — 4 results
Written by attorney Michael Thompson, over 2 years ago.
Private placements are investments that typically are offered to a select group of individuals without general advertising. Your local strip mall might be owned by a limited partnership... more
Written by Avvo Staff, over 6 years ago.
security is a vehicle through which investors can own a share in a business. Securities
include stocks, bonds, notes, certificates, and contracts. They are bought and
sold either... more
Written by attorney Peter Jay Wilke, almost 4 years ago.
During the Great Depression; no, the one back in the 1930's, not what we're going through now, Congress passed the Securities Act of 1933 (often called the "33 Act" by those in the know).... more
Written by attorney Eric Lechtzin, over 4 years ago.
What is the Dodd-Frank Act Whistle-Blower law? Under the new law, entitled “Securities Whistle-Blower Incentives and Protection,” when information from the whistle-blower leads to a... more
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