Legal Advice for Financial Litigation Unit — 8 results
Written by attorney Wassem M. Amin, over 1 year ago.
On April 3, 2013, USCIS and the SEC held a joint conference call to discuss what aspects of federal securities law are implicated by EB-5 Investments, as it relates to both the issuer and... more
Written by attorney Howard Roitman, about 2 years ago.
Your financial advisor lost your money and did not fulfill it's duty's
Written by attorney Howard Roitman, over 1 year ago.
Dodd-Frank Act Section 913(g) amends the Advisers Act to add a definition ofthe term retail customer.582 Commenters raised some questions about applicability ofthe definition in certain... more
Written by attorney Howard Roitman, almost 2 years ago.
The executive director of enforcement for FINRA, has said the regulator would be specifically targeting "selling away" cases,
Written by attorney Adam Troy Savett, over 4 years ago.
Determining Eligibility In order to file and perfect a claim in most securities class action settlements, an institution will first need to determine whether they are eligible to... more
Written by attorney Timothy Williams, almost 2 years ago.
With rare exception, evidence of the defendant's financial condition has no place in a personal injury trial.The only issues before the jury are 1) whether the defendant was negligent or... more
Written by attorney James Magazine, almost 2 years ago.
For Profit Universities Mislead and Deceive Students. The Law Offices Of Lucas, Green, Magazine Seek Financial Relief For Students
Education Management Corporation (EDMC) is currently... more
Written by attorney Julie K. Kurtz, over 1 year ago.
Richard Hackett v. Grand Seas Resort Owners Association, Inc.5th District Court of Appeals
Recently, a case in Floridas 5th District Court of Appeals proved that signing a release, waiver... more
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