I am a Member in the firm's Tacoma office. My practice involves the areas of estate planning, business law, and real estate with an emphasis on complex tax planning. Prior to joining... more
I am a Member in the firm's Tacoma office. My practice involves the areas of estate planning, business law, and real estate with an emphasis on complex tax planning. Prior to joining Williams Kastner in 2000, Iwas a tax attorney in the national tax office of Arthur Andersen LLP in Washington D.C. With a Masters degree in taxation and years of experience focusing on the tax law with a national a... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.