Utah Financial Services Attorneys — 5 found

Lawyers with

Avvo Rating

1.0 to 10.0


  1. Utah Financial Markets and Services Attorney Roy Wayne Klein

    Roy Klein

    Salt Lake City, UT Financial Markets and Services Attorney
    Licensed for 32 years
    Not yet reviewed
    AVVO
    RATING

    10.0

  2. Utah Financial Markets and Services Attorney James Henry Stevralia

    James Stevralia

    Salt Lake City, UT Financial Markets and Services Attorney
    Licensed for 39 years
    Not yet reviewed
    AVVO
    RATING

    6.8

  3. Utah Financial Markets and Services Attorney Dan H Matthews

    Dan Matthews

    Heber City, UT Financial Markets and Services Attorney
    Licensed for 25 years
    Not yet reviewed
    AVVO
    RATING

    7.3

  4. Utah Financial Markets and Services Attorney Shawn D Turner

    Shawn Turner

    Client Review: For many years, Mr. Turner has given us helpful legal advice. He has represented our company in n...
    view profile
    Licensed for 24 years
  5. Utah Financial Markets and Services Attorney Robert N Bassett

    Robert Bassett

    Salt Lake City, UT Financial Markets and Services Attorney
    Licensed for 1 year
    Not yet reviewed
    AVVO
    RATING

Financial Markets and Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.