As an Associate of the law firm I was employed by on January 12, 1966, I represented a banking clinet in a public offering of stock and have been involved in finance ever since that... more
As an Associate of the law firm I was employed by on January 12, 1966, I represented a banking clinet in a public offering of stock and have been involved in finance ever since that date. In November 1968, I represented the same client in a second offering of stock. I have done numerious bond projects for cities, counties, non-profits and public entities in Missouri, and in the states of Tennes... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.