Nick defends major banking and financial services industry clients in civil litigation matters alleging violations of federal and state law. Nick also handles appeals, class action... more
Nick defends major banking and financial services industry clients in civil litigation matters alleging violations of federal and state law. Nick also handles appeals, class action defense, contested foreclosure, CFPB regulatory compliance and defense, title disputes, and other commercial litigation matters. Nick is a member of the firm’s Financial Services Litigation practice group. He ha... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.
Financial Markets and Services Attorneys in cities near Fort Lauderdale, FL