Connecticut Financial Services Attorneys — 149 found

Lawyers with

Avvo Rating

1.0 to 10.0

Languages

All languages

  1. Connecticut Financial Markets and Services Attorney Jonathan B Kim

    Jonathan Kim

    Hartford, CT Financial Markets and Services Attorney
    Licensed for 24 years
    Not yet reviewed
    AVVO
    RATING

    8.5

  2. Connecticut Financial Markets and Services Attorney Robert Michael Mule

    Robert Mule

    Hartford, CT Financial Markets and Services Attorney
    Licensed for 34 years
    Not yet reviewed
    AVVO
    RATING

    8.9

  3. Connecticut Financial Markets and Services Attorney Brian James Donnell

    Brian Donnell

    Client Review: Mr. Donnell did a brilliant job representing our company. He was able to quickly focus on the iss...
    view profile
    Licensed for 35 years
    AVVO
    RATING

    9.1

  4. Connecticut Financial Markets and Services Attorney Mitchell S Jaffe

    Mitchell Jaffe

    New Haven, CT Financial Markets and Services Attorney
    Licensed for 36 years
    Not yet reviewed
    AVVO
    RATING

    9.8

  5. Connecticut Financial Markets and Services Attorney Norman Henry Roos

    Norman Roos

    Hartford, CT Financial Markets and Services Attorney
    Licensed for 42 years
    Not yet reviewed
    AVVO
    RATING

    9.1

  6. Connecticut Financial Markets and Services Attorney Frank Joseph Silvestri Jr

    Frank Silvestri

    Westport, CT Financial Markets and Services Attorney
    Licensed for 41 years
    Not yet reviewed
    AVVO
    RATING

    9.4

  7. Connecticut Financial Markets and Services Attorney James E Rice

    James Rice

    Southport, CT Financial Markets and Services Attorney
    Licensed for 44 years
    Not yet reviewed
    AVVO
    RATING

    8.9

  8. Connecticut Financial Markets and Services Attorney Gary H Collins

    Gary Collins

    Extensive compliance, anti-corruption and internal investigations experience with GE Capital and U.S. Justice Department. Experienced in restructuring and re-engineering enterprise-... more
    Licensed for 23 years
    Not yet reviewed
    AVVO
    RATING

    10.0

  9. Connecticut Financial Markets and Services Attorney Nicholas Paindiris

    Nicholas Paindiris

    I am primarily a business lawyer with entrepreneurial experience. I have owned several businesses, built two homes, acted as a general contractor, started a commrcial mortgage company... more
    Licensed for 42 years
    AVVO
    RATING

    9.2

  10. Connecticut Financial Markets and Services Attorney Alex Lloyd

    Alex Lloyd

    Hartford, CT Financial Markets and Services Attorney
    Licensed for 48 years
    Not yet reviewed
    AVVO
    RATING

    8.6

Financial Markets and Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.