I am primarily a business lawyer with entrepreneurial experience. I have owned... more
I am primarily a business lawyer with entrepreneurial experience. I have owned several businesses, built two homes, acted as a general contractor, started a commrcial mortgage company more than20 years ago, produced a feature film while in law school, and am currently the managing partner of my law firm that I founded 39 years ago. I understand what bussiness owners want-- trusted, good advise... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.