Caroline C. Fuller practices in all aspects of commercial bankruptcy and out-of-court debt restructuring. Caroline regularly represents secured creditors, landlords, business debtors,... more
Caroline C. Fuller practices in all aspects of commercial bankruptcy and out-of-court debt restructuring. Caroline regularly represents secured creditors, landlords, business debtors, creditors’ committees, trustees, and indenture trustees in business reorganization and liquidation proceedings in bankruptcy court throughout the country. She also represents receivers in state and federal court ... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.