Saratoga Financial Services Attorneys — 3 found

Lawyers with

Avvo Rating

1.0 to 10.0


  1. Saratoga Financial Markets and Services Attorney Eric Saul Haiman

    Eric Haiman

    Saratoga, CA Financial Markets and Services Attorney
    Licensed for 26 years
    Not yet reviewed
    AVVO
    RATING

    7.8

  2. Saratoga Financial Markets and Services Attorney Jessica Louise Fink

    Jessica Fink

    Cupertino, CA Financial Markets and Services Attorney
    Licensed for 14 years
    Not yet reviewed
    AVVO
    RATING

    6.3

  3. Saratoga Financial Markets and Services Attorney James Edward Toothman

    James Toothman

    Los Gatos, CA Financial Markets and Services Attorney
    Licensed for 42 years
    Not yet reviewed
    AVVO
    RATING

    6.7

Financial Markets And Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.