Santa Clara Financial Markets and Services Attorneys — 24 found

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  1. David Duperrault

    Santa Clara Financial Markets and Services Attorney David V. Duperrault
    Avvo Rating
    9.0

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    San Jose, CA Financial Services Lawyer. Licensed for 31 years.

  2. Myron Brody

    Santa Clara Financial Markets and Services Attorney Myron L. Brody
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    8.6

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    San Jose, CA Financial Services Lawyer. Licensed for 31 years.

  3. Cathryn Gawne

    Santa Clara Financial Markets and Services Attorney Cathryn S. Gawne
    Avvo Rating
    8.2

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    San Jose, CA Financial Services Lawyer. Licensed for 30 years.

  4. Lucy Lofrumento

    Santa Clara Financial Markets and Services Attorney Lucy Anne Lofrumento
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    8.0

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    San Jose, CA Financial Services Lawyer. Licensed for 28 years.

  5. Francis Small

    Santa Clara Financial Markets and Services Attorney Francis McCauley Small Jr
    Avvo Rating
    7.3

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    San Jose, CA Financial Services Lawyer. Licensed for 54 years.

  6. Stephen Pahl

    Santa Clara Financial Markets and Services Attorney Stephen Donald Pahl
    Avvo Rating
    7.1

    San Jose, CA Financial Services Lawyer. Licensed for 32 years.

  7. Sblend Sblendorio

    Santa Clara Financial Markets and Services Attorney Sblend A. Sblendorio
    Avvo Rating
    7.5

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    San Jose, CA Financial Services Lawyer. Licensed for 29 years.

  8. Kathryn Barrett

    Santa Clara Financial Markets and Services Attorney Kathryn Ellen Barrett
    Avvo Rating
    7.7

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    San Jose, CA Financial Services Lawyer. Licensed for 20 years.

  9. Nancy Brandt

    Santa Clara Financial Markets and Services Attorney Nancy Lynn Brandt
    Avvo Rating
    6.9

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    San Jose, CA Financial Services Lawyer. Licensed for 25 years.

  10. Jay Margulies

    Santa Clara Financial Markets and Services Attorney Jay Lawrence Margulies
    Avvo Rating
    7.3

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    San Jose, CA Financial Services Lawyer. Licensed for 38 years.

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Financial Markets And Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.