Santa Barbara Financial Services Attorneys — 5 found

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All neighborhoods

Lawyers with

Avvo Rating

1.0 to 10.0


  1. Santa Barbara Financial Markets and Services Attorney Louise LaMothe

    Louise LaMothe

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 43 years
    Not yet reviewed
    AVVO
    RATING

    10.0

  2. Santa Barbara Financial Markets and Services Attorney Joshua Daveed Geffon

    Joshua Geffon

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 10 years
    Not yet reviewed
    AVVO
    RATING

    7.4

  3. Santa Barbara Financial Markets and Services Attorney Nicholas J. Schneider

    Nicholas Schneider

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 22 years
    Not yet reviewed
    AVVO
    RATING

    7.2

  4. Santa Barbara Financial Markets and Services Attorney Eric David Bowers

    Eric Bowers

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 5 years
    Not yet reviewed
    AVVO
    RATING

    6.1

  5. Santa Barbara Financial Markets and Services Attorney Barton E. Clemens Jr

    Barton Clemens

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 36 years
    Not yet reviewed
    AVVO
    RATING

    6.7

Financial Markets And Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.