Rancho Santa Fe Financial Services Lawyers — 74 found

Compare financial services lawyers. Read client reviews, see Avvo Ratings, and contact them directly.

Lawyers with

Avvo Rating

1.0 to 10.0

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  1. Rancho Santa Fe Financial Markets and Services Attorney Frederick A Cary

    Frederick Cary

    Only accepting new clients on a descretionary basis. Inquiries must be by email only to: fred@TheCaryCo.com
    Licensed for 27 years
    AVVO
    RATING

    6.8

  2. Rancho Santa Fe Financial Markets and Services Attorney Douglas Hammond Collom

    Douglas Collom

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 37 years
    Not yet reviewed
    AVVO
    RATING

    8.3

  3. Rancho Santa Fe Financial Markets and Services Attorney Michael E. Sullivan

    Michael Sullivan

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 16 years
    Not yet reviewed
    AVVO
    RATING

    7.7

  4. Rancho Santa Fe Financial Markets and Services Attorney Todd C. Carpenter

    Todd Carpenter

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 15 years
    Not yet reviewed
    AVVO
    RATING

    7.4

  5. Rancho Santa Fe Financial Markets and Services Attorney Robert Raymond Barnes

    Robert Barnes

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 26 years
    Not yet reviewed
    AVVO
    RATING

    7.7

  6. Rancho Santa Fe Financial Markets and Services Attorney Jon P. Layman

    Jon Layman

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 18 years
    Not yet reviewed
    AVVO
    RATING

    7.6

  7. Rancho Santa Fe Financial Markets and Services Attorney Cynthia Alison Bai

    Cynthia Bai

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 10 years
    Not yet reviewed
    AVVO
    RATING

    7.2

  8. Rancho Santa Fe Financial Markets and Services Attorney Alexander Myung Lee

    Alexander Lee

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 19 years
    Not yet reviewed
    AVVO
    RATING

    7.9

  9. Rancho Santa Fe Financial Markets and Services Attorney Thomas Charles DeFilipps

    Thomas DeFilipps

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 34 years
    Not yet reviewed
    AVVO
    RATING

    8.0

  10. Rancho Santa Fe Financial Markets and Services Attorney Jeanne L. Caruso

    Jeanne Caruso

    San Diego, CA Financial Markets and Services Attorney
    Licensed for 11 years
    Not yet reviewed
    AVVO
    RATING

    6.9

Financial Markets and Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.