Olivenhain Financial Services Attorneys — 3 found

Lawyers with

Avvo Rating

1.0 to 10.0

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  1. Olivenhain Financial Markets and Services Attorney Jason Scott Gerlach

    Jason Gerlach

    After a rewarding eight year litigation career and the successful creation and... more
    Licensed for 18 years
    Not yet reviewed
    AVVO
    RATING

    6.8

  2. Olivenhain Financial Markets and Services Attorney Frederick A Cary

    Frederick Cary

    Only accepting new clients on a descretionary basis. Inquiries must be by email only... more
    Licensed for 27 years
    AVVO
    RATING

    6.8

  3. Olivenhain Financial Markets and Services Attorney Robert David Conca

    Robert Conca

    Carlsbad, CA Financial Markets and Services Attorney
    Licensed for 17 years
    Not yet reviewed
    AVVO
    RATING

    6.6

Financial Markets And Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.