My undergraduate degree is from a Japanese university and I practiced law in Japan for 24 years. I am a JAG in the California State Military Reserve, detached to the California Army... more
My undergraduate degree is from a Japanese university and I practiced law in Japan for 24 years. I am a JAG in the California State Military Reserve, detached to the California Army National Guard's Trial Defense Service where I am Officer in Charge of Team Alpha of its Appellate Defense Division. I also am a Fourth Dan in Goju-ryu Karate, trained in Japan for 28 years, and I teach Karate i... view profile
Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.
Financial Markets and Services Attorneys in cities near Greenbrae, CA