El Monte Financial Services Attorneys — 2 found

Lawyers with

Avvo Rating

1.0 to 10.0

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  1. El Monte Financial Markets and Services Attorney Jie Zhu

    Jie Zhu

    JULIA JIE ZHU has extensive experience in International Law matters in China. She... more
    Licensed for 9 years - 30 Min Free Consultation
    Not yet reviewed
    AVVO
    RATING

    8.7

  2. El Monte Financial Markets and Services Attorney Diane Marie Comi

    Diane Comi

    Pasadena, CA Financial Markets and Services Attorney
    Licensed for 34 years
    Not yet reviewed
    AVVO
    RATING

    6.7

Financial Markets And Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.