California Financial Services Attorneys — 1,307 found

Lawyers with

Avvo Rating

1.0 to 10.0

Languages

All languages

  1. California Financial Markets and Services Attorney William F. Broll

    William Broll

    San Francisco, CA Financial Markets and Services Attorney
    Licensed for 49 years
    Not yet reviewed
    AVVO
    RATING

    6.5

  2. California Financial Markets and Services Attorney Samuel Albert Sperry

    Samuel Sperry

    Menlo Park, CA Financial Markets and Services Attorney
    Licensed for 47 years
    Not yet reviewed
    AVVO
    RATING

    8.0

  3. California Financial Markets and Services Attorney Philip Kent Cohen

    Philip Cohen

    Client Review: At time were our son case is, Phil has been great. He communicate with us, doesn't cut cornor abo...
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    Licensed for 23 years
    AVVO
    RATING

    7.9

  4. California Financial Markets and Services Attorney John Charles Redding

    John Redding

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 25 years
    Not yet reviewed
    AVVO
    RATING

    9.3

  5. California Financial Markets and Services Attorney Louise LaMothe

    Louise LaMothe

    Santa Barbara, CA Financial Markets and Services Attorney
    Licensed for 44 years
    Not yet reviewed
    AVVO
    RATING

    10.0

  6. California Financial Markets and Services Attorney Jonathan Philip Cristy

    Jonathan Cristy

    Sacramento, CA Financial Markets and Services Attorney
    Licensed for 32 years
    Not yet reviewed
    AVVO
    RATING

    7.9

  7. California Financial Markets and Services Attorney Jeffrey Brian Greenberg

    Jeffrey Greenberg

    Los Angeles, CA Financial Markets and Services Attorney
    Licensed for 19 years
    Not yet reviewed
    AVVO
    RATING

    7.2

  8. California Financial Markets and Services Attorney Brandon Makoto Hamada

    Brandon Hamada

    In-house Attorney and Compliance Associate for an SEC Registered Investment Management Firm. Licensed to practice law in Illinois and California.
    Licensed for 4 years
    Not yet reviewed
    AVVO
    RATING

    7.1

  9. California Financial Markets and Services Attorney John W. Amberg

    John Amberg

    Santa Monica, CA Financial Markets and Services Attorney
    Licensed for 34 years
    Not yet reviewed
    AVVO
    RATING

    7.7

  10. California Financial Markets and Services Attorney Paul J Sax

    Paul Sax

    San Francisco, CA Financial Markets and Services Attorney
    Licensed for 47 years
    Not yet reviewed
    AVVO
    RATING

    8.3

Financial Markets and Services

Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.