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Practice areas

  1. Financial Services: 67%
  2. Corporate: 33%

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Contact info

Shearman & Sterling

801 Pennsylvania Avenue Northwest Suite 900
Washington, DC, 20004

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License
StateStatusAcquiredUpdated
DCInactive 199811/29/2015
CTRetirement198401/14/2016
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Publications
Publication nameTitleDate
SEC Adopts Rules to Modernize its Exchange Act Deregistration and Termination of Reporting Rules for Foreign Private IssuersSEC Adopts Rules to Modernize its Exchange Act Deregistration and Termination of Reporting Rules for Foreign Private Issuers2007
SEC Approves Changes to NYSE Rule 312(f) Relating to Recommendation by NYSE Member Firms of Affiliate SecuritiesSEC Approves Changes to NYSE Rule 312(f) Relating to Recommendation by NYSE Member Firms of Affiliate Securities2006
SEC and CESR Launch Work Plan Focused on Financial ReportingSEC and CESR Launch Work Plan Focused on Financial Reporting2006
Securities Offering Reform 2005 (covers SEC Staff Transition Guidance and SEC Staff Questions and Answers)Securities Offering Reform 2005 (covers SEC Staff Transition Guidance and SEC Staff Questions and Answers)2005
Regulation FD Siebel Systems Case DismissedRegulation FD Siebel Systems Case Dismissed2005
SEC Releases Guidance on Application of New Equity Compensation Accounting RulesSEC Releases Guidance on Application of New Equity Compensation Accounting Rules2005
MTNs and the EU-Changes to the RulesMTNs and the EU-Changes to the Rules2005
When is Equivalence not Equivalent: Non-EU issuers and the EUWhen is Equivalence not Equivalent: Non-EU issuers and the EU2004
SEC Clarifies Issues Regarding Reporter Issuer Repurchases of Equity Securities Pursuant to Employee Compensation PlansSEC Clarifies Issues Regarding Reporter Issuer Repurchases of Equity Securities Pursuant to Employee Compensation Plans2004
SEC Proposes Expanded Disclosure Relating to Director Nominations and Stockholder Communications with the BoardSEC Proposes Expanded Disclosure Relating to Director Nominations and Stockholder Communications with the Board2003
SEC Releases Staff Report on Shareholder Access to the ProxySEC Releases Staff Report on Shareholder Access to the Proxy2003
Speaking engagements
Conference nameTitleDate
InvestoRegulation ConferenceSEC Regulation Outside the United States1001

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