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Christian M Lucky

Christian Lucky’s Legal Cases

9 total

  • $10B Fund

    Practice Area:
    Financial Markets and Services
    Outcome:
    Funding Successful
    Description:
    Acted as counsel to sovereign agency in establishment of $10B bankruptcy-remote fund of asset backed securities, issuance of securities certificates, pledge to government sponsored entity pursuant to pledging agreement of complex collateral with securities intermediaries
  • Share Exchange of Energy OEM

    Practice Area:
    Mergers & Acquisitions
    Outcome:
    Closed
    Description:
    Acted as counsel to publicly-traded energy infrastructure equipment manufacturer and software developer in connection with a share exchange agreement with an energy equipment developer and the joining of a credit facility with private equity fund. Transaction included assets in the United States, Canada, Germany, and the United Kingdom
  • Reorganization of Distressed Mining Company

    Practice Area:
    Securities Offerings
    Outcome:
    Funding and Closing Successful
    Description:
    Acted as counsel to distressed mining company project in a reorganization of a complex capital structure, including the issuance of three classes of shares, four classes of debt securities instruments and multiple classes of derivative securities (rights, options and warrants) exercisable for the foregoing. The issuance of the new capital structure was made pursuant to sections 3(a)(9), 3(a)(10), 4(2) and 144A and to regulation S
  • Renewable Energy Project Financings

    Practice Area:
    Energy & Utilities
    Outcome:
    Funding Successful
    Description:
    Acted as counsel to owner and developer in multiple project financings (equity and secured debt) of renewable energy projects in the United States, preparation of secured lending facilities, project financing documentation, prospectus, and joint development agreements
  • Clean Technology Investment Fund

    Practice Area:
    Energy & Utilities
    Outcome:
    Funding Successful
    Description:
    Acted as counsel to clean technology issuer in multiple offerings of debt securities under compound exemptions in the United States and Europe (France, Germany, Netherlands and United Kingdom) in connection with microfinance of clean technology and renewable energy projects in developing countries in South America, Central America and Asia; preparation of prospectus and bond documentation for initial $50 million offering
  • Acquisition Finance - 144A Note Offering

    Practice Area:
    Securities Offerings
    Outcome:
    Funding Successful
    Description:
    Acted as counsel to public issuer in acquisition of public target for a net cash purchase price of $803.9 million financed in part through the proceeds from the issuance and exchange of $350 million senior subordinated A/B notes
  • Initial Public Offering - NASDAQ

    Practice Area:
    Securities & Investment Fraud
    Outcome:
    Offering Closing Succesful
    Description:
    Acted as counsel to issuer in initial underwritten public offering on the NASDAQ Global Select Market
  • $400M Secured Credit Facility

    Practice Area:
    Debt & Lending Agreements
    Outcome:
    Funding Successful
    Description:
    Acted as counsel to borrower in refinancing of $400M credit facility with term and revolving loan agreement and subordinated notes
  • Cross-Border Offerings

    Practice Area:
    Securities Offerings
    Outcome:
    Funding and Closing Successful
    Description:
    Acted as counsel to issuers in dozens of cross-border offerings pursuant to 4(2), Rule 144A, and Regulation S